INVESTMENT MANAGEMENT

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Goldstein Franklin, Inc. Investment Management Platform

Goldstein Franklin is a registered investment advisor in the State of California since 2018. Goldstein Franklin provides business and investment advisory and portfolio management services for private clients and companies (all collectively called “clients” going forward in this document) through a Full Trading Authorization and/or a Limited Power of Attorney. Goldstein Franklin’s minimum asset requirement for new clients is $100,000. Goldstein Franklin may make an exception to the above minimum asset requirement at its sole discretion. There would be no ongoing contribution requirements although this practice is highly recommended for ongoing savings, asset allocation, and tax efficiency purposes.

Please download our Registered Investment Advisor Brochure (Form – Part 2A/2B) here (attach the PDF file).

We provide investment management services and offer investment products across all major asset classes to a diverse set of institutional and individual clients. We also offer wealth advisory services, including portfolio management and financial counseling, and brokerage and other transaction services to high-net-worth individuals and families.

ADVISE

We advise companies on buying and selling businesses, raising capital and managing risks, which enables them to grow.

INVESTMENT MANAGEMENT

Goldstein Franklin strives to provide outstanding long-term investment performance, service and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations, and individuals worldwide.

PRIVATE WEALTH MANAGEMENT

We help high-net-worth individuals and families along with select foundations and endowments pursue their wealth management goals.

PORTFOLIO MANAGEMENT

Goldstein Franklin Asset Management helps individuals and organizations plan and invest for their financial goals.

Our Portfolio Management Approach

Delta-Neutral Statistical Arbitrage Model

Our Portfolio management team has competitive edge through the Delta-Neutral Statistical Arbitrage and its related models. This is our competitive advantage. The models are effective for extremely valuable for several reasons: • Meaningful: They are based on extensive research, providing a streamlined overview of potential investment ideas. • Context-based: Allows a high degree of comparability across sectors and industry. • Convenient: Far easier to use than other complex models being employed by majority of the hedgies out there. The key here is the fact that an objective, easy to apply, and accurate measurement system has been developed to provide robust analysis for any company that has the model applied to them. No one else offers this type of service as an information source for the decision making process of stock investments.

Our models apply mainly top-down investing approach, which is also known as macro-investing. With top-down, the investor looks at the overall economic outlook and chooses sectors, country or countries, asset class (commodities, equities, debts and currencies) and securities type, entirely based on macroeconomic factors.

Diversification Means Global Asset Management

We continually strive to maintain a well-diversified portfolio for our clients; meaning that we discourage our clients from putting all their eggs (investments) in one basket. We help them achieve a diversified portfolio by accumulating asset classes that have low or negative correlations so that if one moves down the other tends to counteract it. We help them to utilize stocks, bonds, mutual funds and ETFs to achieve optimal portfolio diversification.